DEPARTMENT OF TRANSPORTATION
BOARD FOR CORRECTION OF MILITARY RECORDS
Application for the Correction of
the Coast Guard Record of:
BCMR Docket No. 1999-086
FINAL DECISION
ANDREWS, Attorney-Advisor:
This proceeding was conducted according to the provisions of section
1552 of title 10 and section 425 of title 14 of the United States Code. It was dock-
eted on March 26, 1999, upon the BCMR’s receipt of the applicant’s completed
application.
appointed members who were designated to serve as the Board in this case.
This final decision, dated January 6, 2000, is signed by the three duly
RELIEF REQUESTED
The applicant, a xxxx who was discharged from the Coast Guard on xxxx,
199x, asked the Board to correct her record by changing the narrative reason for
discharge in block 28 of her DD Form 214 from “Alcohol Rehabilitation Failure”
to something else, which she did not specify. She also asked the Board to change
her reenlistment code, which is RE-4 (not eligible for reenlistment).
APPLICANT’S ALLEGATIONS
The applicant made no allegations on her own behalf but submitted two
reports from the Substance Abuse Rehabilitation xxxxxxxxx. The first report, a
“Commanding Officer’s Summary,” indicates that the applicant was in treatment
at the center from xxx, 199x, to xxxxx, 199x. The report states that she had com-
pleted six weeks of the recommended comprehensive full-day treatment pro-
gram, which included screening, individual and group therapy, indoctrination in
a self-help support group, fitness training, family counseling, and nutritional and
stress management education.
The report stated that “she has made maximum therapeutic progress in
developing a lifestyle change that will address the referral behavior of depend-
ency with more functional sober living. The potential for a future relapse to sub-
stance dependency is always high; therefore, it is essential that the recommended
aftercare regimen be strictly followed.” The report recommended that the appli-
cant attend weekly individual aftercare meetings and six Alcoholics Anonymous
meetings per week. She was prescribed the medication Antabuse.
The second report summarized the care received by the applicant while in
treatment at the center. It states that while in treatment, she admitted craving
alcohol but was compliant in and enthusiastic about her treatment program.
On November 9, 1999, the Chief Counsel submitted an advisory opinion
in which he recommended that the Board deny the applicant’s request.
The Chief Counsel alleged that the Coast Guard followed established pol-
icy and procedure in discharging her by reason of alcohol rehabilitation failure
following her second documented “alcohol incident” in xxxx 199x. He stated
that she “was afforded all due process” while being discharged.
The Chief Counsel explained that the Coast Guard must use the separa-
tion codes and narrative reasons for separation established by the Department of
Defense. Regarding the narrative reason assigned to the applicant, the Chief
Counsel explained as follows:
VIEWS OF THE COAST GUARD
As there exists only a finite number of separation codes, a SPD code may
be assigned which does not exactly explain an individual member’s dis-
charge situation. . . . The only SPD codes available where the discharge is
related to the misuse of alcohol and disciplinary action or sufficient mis-
conduct did not occur to warrant an OTH discharge are “PD” codes. The
narrative reason for all “PD” codes is “alcohol rehabilitation failure.” In
some cases, the narrative reason is exactly what transpired. However, in
other cases, it is a general statement that serves a multitude of situations
in which a member failed to adhere to Coast Guard policy with regards to
the use of alcohol.
The Chief Counsel stated that, although the applicant completed an alco-
hol rehabilitation program, the rehabilitation failure referred to in block 28 of her
DD Form 214 is her failure to remain sober after her first alcohol incident. It was
this failure, proven by the occurrence of the second alcohol incident, which
caused her to be discharged by reason of “alcohol rehabilitation failure,”
although she did complete a treatment course prior to her discharge. Therefore,
the Chief Counsel alleged, the assignment of “alcohol rehabilitation failure” as
the applicant’s narrative reason for separation “is reasonable as applied to the
facts in this case.”
Finally, the Chief Counsel argued, “[b]ecause the statutes and imple-
menting guidance related to [separation] codes do not create individual entitle-
ments or mandate procedures, Applicant has no basis for relief by the BCMR.
Even if the Board found error in this case contrary to the Coast Guard’s position,
violations of agency procedural regulations do not create private rights not oth-
erwise provided by statute or the Constitution.”
APPLICANT’S RESPONSE TO THE VIEWS OF THE COAST GUARD
On November 22, 1999, the BCMR sent the applicant a copy of the Chief
Counsel’s advisory opinion and invited her to respond within 15 days. The
applicant did not respond.
SUMMARY OF THE RECORD
On xxxxxx, 199x, the applicant enlisted in the Coast Guard for a term of
four years. She signed a statement indicating that Coast Guard policy concern-
ing alcohol abuse had been explained to her.
On xxxx, 199x, the applicant received an “unsatisfactory” conduct mark as
non-judicial punishment (NJP) pursuant to a captain’s mast, which found that
she had consumed alcohol while under age 21, assaulted the Officer of the Day
while intoxicated, and abused the government email system. She was assigned
20 days of restriction, 20 days of extra duties, and she was fined $300.
As a result of her first alcohol incident, the applicant underwent alcohol
dependency screening and was ordered to attend individual counseling sessions,
Alcoholics Anonymous meetings, and educational classes. The applicant appar-
ently began this treatment and soon sought an increased level of treatment.
However, on xxxxx, 199x, eight days before she was scheduled to go to the
xxxxxxx for in-patient rehabilitative treatment, the applicant was discovered
drunk and disorderly by the Officer of the Day, who found her drinking alcohol.
On xxxxxx, 199x, she began treatment at the xxxxxxxxx.
On xxxxxxx, 199x, the applicant was informed that she was being
recommended for discharge due to unsuitability, pursuant to Article 20 of the
Personnel Manual, because of her second documented alcohol incident. She was
informed that she could submit a statement on her own behalf. On xxxxxxx,
199x, the applicant submitted a formal objection to her pending discharge. She
stated that after her first alcohol incident she was screened and told that she had
a “high probability of alcohol dependency.” This confused her because she
thought she was a “normal” drinker. After a second screening, she was ordered
to seek treatment by seeing a counselor and attending one classroom session and
one Alcoholics Anonymous meeting per week. However, she continued to drink
through this month-long program and realized her problem was worse than she
thought. Therefore, she stated, she approached a store keeper first class in her
unit and “asked her if [she]’d get in trouble for asking for a higher level [of]
treatment.” As a result, a medical officer called her in and told her they would
prescribe Antabuse for her. He also told her to see her counselor the next day,
but she skipped it because she was later told it was cancelled since she was being
sent to an alcohol treatment center in xxxxxx. Before leaving for the center,
however, “a night of hard drinking turned into insane behavior which affected
several of my co-workers, the duty station, and my supervisor.” The applicant
stated that she believed the treatment program would enable her to tackle her
problems in a sober condition. She asked for a “second chance” to remain in the
Coast Guard.
On xxxxx, 199x, the Coast Guard Personnel Command ordered the
applicant’s command to discharge her no later than xxxxxx, 199x, by reason of
unsuitability under Article 12.B.16 of the Personnel Manual with a separation
code of “JPD” and the corresponding narrative reason for separation appearing
in the Separation Designator Program (SPD) Handbook. On xxxxxxx, 199x, the
applicant was honorably discharged from the Coast Guard with a JPD separation
code, an RE-4 reenlistment code, and “Alcohol Rehabilitation Failure” as her
narrative reason for separation.
APPLICABLE REGULATIONS
Article 20 of the Personnel Manual (COMDTINST M1000.6A) contains the
regulations regarding alcohol abuse by Coast Guard members. According to
Article 20.B.2.e., “[a]ny member who has been involved in alcohol incidents or
otherwise shown signs of alcohol abuse shall be screened in accordance with the
Alcohol Abuse Treatment and Prevention Program . . . . The results of this alco-
hol screening shall be recorded and acknowledged on a [Page 7] . . . .”
According to Article 20.B.2.h.2., “[e]nlisted members involved in a second
alcohol incident will normally be processed for separation in accordance with
Article 12.B.16.” Enlisted members must be discharged after a third incident.
According to Article 20.B.3.b., “[c]ommanding officers shall seek appro-
priate treatment for members who have abused alcohol or been diagnosed as
RE-4
RE-4
Involuntary discharge . . . when a
member failed through inability or refusal
to participate in, cooperate in, or
successfully complete a treatment
program for alcohol rehabilitation.
Involuntary discharge . . . when member
performs acts of unacceptable conduct
(i.e., moral and/or professional
dereliction) not otherwise listed.
JNC
Unacceptable
Conduct
alcohol dependent. . . . Members shall be treated for alcohol abuse or dependency
as prescribed by competent medical authority. However, if they are otherwise
qualified, their scheduled separation or release to inactive duty for any reason
shall not be delayed for the sole purpose of completing alcohol treatment.”
The Separation Program Designator (SPD) Handbook permits the use of
the following codes, narrative reasons, and reenlistment codes, which might
apply to the applicant’s case:
Narrative Reason RE Code
Explanation
SPD
Code
JPD
Alcohol
Rehabilitation
Failure
BCMR DOCKET No. 1998-047
In BCMR Docket No. 1998-047, the applicant was discharged by reason of
alcohol rehabilitation failure following two alcohol incidents. The first, an arrest
for driving under the influence, occurred in July 199x, but his screening was
delayed due to his cutter’s underway schedule until November 199x. In Novem-
ber, he was finally screened and sent to Navy DWI/DUI Remedial Training. In
December, his command formally documented his first alcohol incident and
ordered him to undergo Level I rehabilitative treatment. However, before he
began treatment, on January 1, 199x, he was arrested for assault committed while
under the influence of alcohol. Therefore, his command recommended his dis-
charge and referred him to Level II treatment. He was discharged on April 16,
199x, before completing the treatment program, with a JPD separation code and
“alcohol rehabilitation failure” as his narrative reason for separation.
In his advisory opinion for Docket No. 1998-047, the Chief Counsel of the
Coast Guard recommended that the Board change the applicant’s separation
code to JNC and his narrative reason for separation to “unacceptable conduct.”
The Chief Counsel’s analysis of the case and Coast Guard policy was very similar
to his analysis in this case. However, he concluded that “if the Board should so
choose, the assignment of a JNC SPD code would not be objectionable.”
In its Final Decision in Docket No. 1998-047, the Board found that the nar-
rative reason for separation “alcohol rehabilitation failure” was inaccurate
because the applicant’s treatment was delayed by the Coast Guard and thus was
not completed by the time he was discharged. Therefore, the Board granted the
relief recommended by the Chief Counsel and did not change the applicant’s
reenlistment code, which was RE-4.
FINDINGS AND CONCLUSIONS
The Board makes the following findings and conclusions on the basis of
the applicant's military record and submissions, the Coast Guard's submissions,
and applicable law:
The Board has jurisdiction concerning this matter pursuant to sec-
1.
2.
tion 1552 of title 10 of the United States Code.
3.
The applicant alleged that the narrative reason for separation
shown on her DD Form 214 was in error because she successfully completed
alcohol rehabilitation treatment prior to her discharge. She asked that her narra-
tive reason for separation and her reenlistment code be changed.
The record indicates that after her first alcohol incident, the appli-
cant was properly and promptly screened and ordered to begin alcohol rehabili-
tative treatment. However, she subsequently realized the low-level treatment
was not working and sought a higher level of treatment. Prior to receiving that
treatment, she had a second alcohol incident. She successfully completed the
higher level of alcohol rehabilitative treatment, but was discharged due to her
second documented alcohol incident.
4.
The Chief Counsel recommended that the Board deny relief
because, although the code and narrative reason shown on the applicant’s DD
Form 214 do not perfectly describe the applicant’s situation, they are the closest
available terms in the SPD Handbook. Only codes and narrative reasons appear-
ing in the handbook may be used, and there is no separation code or narrative
reason specifically designed for members who successfully complete rehabilita-
tive treatment prior to being discharged due to a second alcohol incident.
5.
The Board finds that the applicant was properly discharged follow-
ing her second alcohol incident under Article 20.B.2.h.2. of the Personnel Manual.
The record indicates that the rehabilitative treatment the applicant received after
her first alcohol incident failed. While it is admirable that she voluntarily sought
and successfully completed a higher level of treatment after her second alcohol
incident, this does not negate the fact that the applicant initially failed to be
rehabilitated and that she was discharged as a result of that initial failure.
6.
The applicant’s case is distinguishable from that of the applicant in
BCMR Docket No. 1998-047, whose treatment was delayed for many months by
the Coast Guard and did not even begin until after his second alcohol incident.
In contrast, the applicant in this case was properly and timely referred for reha-
bilitative treatment.
The applicant has not proved by a preponderance of the evidence
that the narrative reason for separation shown on her DD Form 214 is inaccurate.
Nor has she proved that the RE-4 reenlistment code assigned to her is unjust.
Accordingly, the applicant’s request should be denied.
7.
8.
[ORDER AND SIGNATURES APPEAR ON NEXT PAGE]
The application for correction of the military record of former XXXXX,
ORDER
Nancy Lynn Friedman
Michael J. McMorrow
Karen L. Petronis
USCG, is hereby denied.
CG | BCMR | Alcohol and Drug Cases | 1998-047
The applicant stated that he did not respond to the group commander’s letter recommending discharge for “Unsuit- ability due to alcohol abuse” because the Personnel Manual “clearly states that a member may be discharged after two alcohol incidents.” When he received the final copy of his DD Form 214, however, the narra- tive reason in block 28 had been changed to “Alcohol Rehabilitation Failure.” The applicant stated that he had not agreed “to be labeled an alcoholic rehabili- tation...
CG | BCMR | Other Cases | 2004-064
On June 9, 1999, the CO sent to Commander, Coast Guard Personnel Command (CGPC) his recommendation that the applicant be honorably discharged for unsuitabil- ity because of the two alcohol incidents. 1998-047, the Chief Counsel of the Coast Guard recommended that the Board change the applicant’s separation code to JNC and his narrative reason for separation to “unacceptable conduct.” The Board found that the narrative reason for separation “alcohol rehabilitation failure” was...
CG | BCMR | Discharge and Reenlistment Codes | 1999-037
She was advised that “[a]ny further incidents will result in further administrative action.” On May 6, 199x, the applicant was evaluated by Dr. z, the Senior Medical Officer at XXX xxxxxxx Health Services, at the request of her commanding officer following a “continuous pattern of inappropriate behavior.” Dr. z reported the following based on his examination and information provided by her command: [The applicant’s] behavior has been observed declining over the past year and she has become...
CG | BCMR | Discharge and Reenlistment Codes | 2007-165
Separation Code Reenlistment Code Narrative Reason JPD RE-4 Alcohol Rehabilitation Failure DRB Recommendation Article 12.B.12. states that following a first alcohol incident, the member is counseled about the Coast Guard’s alcohol policies and the counseling is documented on a Page 7 in the member’s record. As a result of the Vice Commandant’s action on the DRB’s recommendation, the applicant now has a JNC separation code for unacceptable conduct, “Unsuitability” as his narrative reason...
CG | BCMR | Alcohol and Drug Cases | 1999-161
On February 12, 199x, the applicant’s CO documented his “second alcohol incident” with a page 7 in his record. According to Article 20.B.2.h.2., “[e]nlisted members involved in a second alcohol incident will normally be processed for separation in accordance with Article 12.B.16.” Under the Military Rules of Evidence, Rule 304(h)(4), if a member refuses a lawful order to submit to a breathalyzer test, the “evidence of such refusal may be admitted into evidence on … [a]ny other charge on...
On February 12, 199x, the applicant’s CO documented his “second alcohol incident” with a page 7 in his record. According to Article 20.B.2.h.2., “[e]nlisted members involved in a second alcohol incident will normally be processed for separation in accordance with Article 12.B.16.” Under the Military Rules of Evidence, Rule 304(h)(4), if a member refuses a lawful order to submit to a breathalyzer test, the “evidence of such refusal may be admitted into evidence on … [a]ny other charge on...
CG | BCMR | Alcohol and Drug Cases | 2000-127
On , the applicant's CO informed him that he was being recommended for discharge from the Coast Guard because he had been involved in a third alcohol incident. states that an enlisted member involved in a third alcohol incident will be processed for separation from the Coast Guard. The reason for the applicant's separation was his involvement in a third alcohol incident, not "alcohol rehabilitation failure."
CG | BCMR | Disability Cases | 1999-050
PSYCHIATRIC DIAGNOSIS: DSM IV Axis I Axis II Axis III Axis IV (309.28) Adjustment disorder with anxious and depressed mood, manifested by severe dyspho- ria, feelings of hopelessness and helplessness and vague and fleeting suicidal ideation. On July 11, 199x, the applicant’s commanding officer recommended that she be discharged “by reason of convenience of the government due to medically determined adjustment disorder (a condition, not a physical disability which interferes with performance...
CG | BCMR | Discharge and Reenlistment Codes | 1998-025
She argued that it was wrong for her to have been assigned an RE-4 reenlistment code when she had a medical condition that could heal. CGPC stated that “[t]he applicant was discharged in xxxxx 199x by reason of physical disability with a 20% rating and received severance pay.” CGPC stated that the applicant was assigned the separation code JFL, which means “involuntary discharge … resulting form physical disability with entitle- ment to severance pay,” and that members with that code are...
CG | BCMR | Discharge and Reenlistment Codes | 1998-099
The applicant alleged that he did not have a personality disorder. On December 7, 199x, after reviewing the report of the ADB and the record, the Commander of the xxxx Coast Guard District recommended to the Coast Guard Personnel Command (CGPC) that the applicant be discharged for misconduct. No member of the Coast Guard has a right to a TERA retirement.